论英语基本情态助动词与过去时的概念整合

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Chapter One Literature Review

1.1 Definitions of Modality
Aristotle  is  the  first  scholar  who  probes  into  modality.  His  logic  of modality  mainly  concerns  about  likelihood  and  necessity  as  well  as  the relationship between them. In Collins Dictionary, the term  modality  used in logic means “the qualification in a proposition that indicates that what is  affirmed  or  denied  is  possible,  impossible, necessary, contingent, etc.” For  many  years,  modality  is  no  more  than  a  domain  in  philosophy  and logic. It is not until modern linguistics treats modality as a vital grammar research  object  that  scholars  make  efforts  to  write  about  it.  Hundreds  of academic works on modality have emerged in the last century. 
In  English,  Palmer  &  Blandford  (1955)  divides  the  verbs  into  main verbs  and  auxiliary  verbs.  Further,  the  latter  are  separated  as  primary auxiliaries (be/have/do) and modal auxiliaries. There are some commonly known  definitions  of  modality  in  linguistics:  (1)  Lyons  (1977:  452) proposes  that  “modality  is  a  means  used  by  a  speaker  to  express  his opinion or attitude towards the proposition that the sentence expresses or the  situation  that  the  proposition  describes”.  (2)  Palmer  (1979:  36-37) does not entirely agree with  Lyons and defines  modality as the  meanings of  modal  verbs.  (3)  Quirk  et  al.  (1985:  219)  defines  modality  as  “the manner  in  which  the  meaning  of  a  clause  is  qualified  so  as  to reflect the speaker?s judgment of the likelihood of the proposition it expresses being true”. (4) Coates (1983) defines modality as the degree of probability or frequency between positive and negative polar. (5) According to Halliday (2004: 146), “Modality is the range of likelihood lying between positive polarity  and  negative  polarity.”  Their  definitions  have  common  points, namely,  speaker  and  likelihood.  All  of  them  approve  that  modality  is closely  related  to  the  speaker?s  opinion  or  attitude,  which  makes  it  a relatively  subjective  grammar  category  in  English.  Besides,  they  agree that  modality  covers  the  semantic  meanings  of  possibility  and  necessity. Among  all  these  definitions,  Lyons?  theory  is  widely  accepted  by  most linguistic scholars.
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1.2 Types of Modality
Modality  occupies  an  important  position  in  human  language.  It directly reflects human beings? attitudes, opinions and ideas, which makes it an indispensable information carrier for language expression. In modern language,  modal  auxiliaries  are  the  central  forms  of  modality.  It  reveals people?s potential attitudes and involves their complicated cognitive and emotional  activities.  Due  to  different  study  perspectives  of  modality, scholars  have  disparate  criteria  of  its  classification.  Generally  speaking, the  evolution  of  modal  verbs  is  from  non-modal  verbs  to  deontic  modal verbs,  finally  epistemic  modal  verbs.  In  the  consequence,  the  numbers and  names  of  modality  types  are  entirely  different.  There  are  three generally  accepted  types  of  modality  which  are  deontic  modality, epistemic  modality  and  dynamic  modality  (Palmer  2001).  Palmer proposes  that  deontic  modality  refers  to  the  speaker?s  responsibility  or social  conventions  which  are  closely  related  with  the  actions.  Epistemic modality  refers  to  the  speaker?s  judgement  of  the  truth  value  of  the proposition—their “modes of knowing” (Palmer 2007: 22). Both of them are  speaker-oriented.  Dynamic  modality  is  subject-oriented,  because  it only  concerns  about  the  ability  or  volition  of  the  subject  of  the  clause. Notionally,  they  seem  to  have  little  in  common.  Epistemic  modality  is only  concerned  with  the  speaker?s  attitude  to  the  truth  value  or  factual status  of  certain  proposition.  (Palmer  also  calls  it  “propositional modality”) whereas deontic and dynamic modality refer to events that are not  actualized,  events  that  have  not  taken  place  but  are  merely  potential (Palmer also gives it a name “event modality”) (Palmer 2001: 86).  
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Chapter Two Theoretical Foundation

2.1 Conceptual Blending Theory
Conceptual  Blending  Theory  is  based  on  the  conceptual  projection and  blending  between  mental  spaces.  The  blending  space  uses  and develops  the  counterparts  between  input  spaces,  thus  blends  the  simple things  into complicated things. The  generated blending space is dynamic and  owns  an  emergent  structure  which  is  not  possessed  by  any  input spaces. By this way, Conceptual Blending Theory can help explain  many complicated  linguistic  facts  which  cannot  be  explained  by  Conceptual Metaphor Theory and Conceptual Metonymy Theory.
2.1.1 Definitions of Conceptual Blending
The  Conceptual  Blending  Theory  is  first  formally  put  forward  by Fauconnier  in 1994. It is based on Mental Space Theory. Fauconnier and Turner  (2002)  define  mental  spaces  as  small  conceptual  packets constructed as we think and talk, for purposes of understanding and action. Mental  spaces  can  construct  a  series  of  concepts  like  time,  belief,  wish, possibility,  counterfactuality,  position  and  reality.  Conceptual  Blending Theory studies the different mental spaces which are activated during the process of cognition and how these mental spaces interact with each other. Therefore, it can expound how people conduct cognitive operation toward a  wide  variety  of  languages  and  other  phenomena  in  different  mental spaces. 
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2.2 Sweetser’s Theory of Three Domains
As a cognitive linguist, Sweetser proposed Theory of Three Domains in  the  1990s.  In  order  to  explain  the  whole  linguistic  facts  in  a  general framework,  he  divides  them  into  three  domains  which  are  the socio-physical  domain,  epistemic  domain,  and  speech-act  domain.  His division of the three domains especially enriches the study of polysemy of English modals, conditionals and conjunctions, etc.
2.2.1 Definitions of Three Domains
There  are  both  distinctions  and  relations  among  the  three  domains. Sweetser  (1990)  says  that  the  socio-physical  domain  refers  to  the objective  facts  or  reasons.  It  is  the  most  basic  and  fundamental  one  and concerns  about  actions.  The  epistemic  domain  is  related  to  speaker?s speculation about the likelihood of actions. The speech-act domain tries to explain performative sentences, defined as doing things by words. 
The process from the socio-physical domain to the epistemic domain to speech-act domain is a process of increasingly semantic subjectivity or grammaticalization. And it is commonly acknowledged that the trigger of this process is metaphor. Cognitive linguistics treats language system as a dynamic  entity.  It  will  change  due  to  the  influence  of  language  users. Language  is  not automatic, and  it will be  invested with  new components according to people?s cognition and interaction with the external world.
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Chapter Three Grammatical Meanings of the Past Tense of English Verbs .................................... 33
3.1 Four Types of the Grammatical Meanings of the Past Tense of English Verbs ................................. 33
3.1.1 Referring to Past Time ............................. 35
3.1.2 Referring to an Anterior Time in the Future ........................... 37
Chapter Four Meaning Construction of the Grammatical Meanings of the Past Tense Forms of English Basic Modal Auxiliaries .. 45
4.1 Conceptual Blending of CAN and the Past Tense.......................... 47
4.1.1  Conceptual  Blending  of  CAN  and  the  Past  Tense  in  the Socio-physical Domain .............................. 47
4.1.2  Conceptual  Blending  of  CAN  and  the  Past  Tense  in  the Epistemic Domain .................................. 49
Chapter Five Pragmatic Functions of the Past Tense Forms of English Basic Modal Auxiliaries ............................... 85
5.1 Explanations for the Pragmatic Functions of the Past Tense Forms of English Basic Modal Auxiliaries ............................... 85
5.2 Relationship Between the Various Pragmatic Functions of the Past Tense Forms of English Basic Modal Auxiliaries ........................ 90

Chapter Five Pragmatic Functions of the Past Tense Forms of English Basic Modal Auxiliaries

5.1 Explanations for the Pragmatic Functions of the Past Tense Forms of English Basic Modal Auxiliaries
English  basic  Modal  auxiliaries  are  performative  in  nature.  (Palmer 2001).  To  understand  the  performative  function  of  English  basic  modal auxiliaries, we have to introduce Speech Act Theory firstly. Austin (1962) proposes the  Speech Act Theory which connects  language  meaning with human?s behaviors. With a standard of actual language usage, he divides sentences into constatives and performatives. In his analysis, there are no essential  differences  between  the  two  types  (“Speech  itself  is  doing something” (Austin 1962: 73)). He classifies speech act into locutionary act,  illocutionary  act  and  perlocutionay  act  according  to  its  function  in discourse. Searle (1969) creates a new standard of classification of speech acts.  He  (1969)  thinks  it  is  impossible  to  divide  locutionary  act  and illocutionary  act  completely.  He  uses  “propositional  act”  to  replace  the term “locutionary act”. And he is especially keen on the illocutionary act, for it relates to the speaker?s intention. Searle (2001) says, locutionary act refers  to  the  act  of  “saying  something”  in  the  full  normal  sense. Illocutionary act is the performance of an act in saying something. Some words such as “order”, “warning” and “claiming” carry this force. 
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Conclusion

1. Work Done in This Thesis

past tense forms of English basic modal auxiliaries. At the same time, we also  probe  into  the  various  pragmatic  functions  of  English  basic  modal auxiliaries and the relationship between them. 
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